Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Pritesh Ratilal Patel

  IRN PRP01037

  • CF28 Systems and controls (1 Nov 2007 to 4 Feb 2009)
  • CF15 Internal Audit (26 Oct 2006 to 31 Oct 2007)
• Puneet Parakh

  IRN PXP01564

  • [FCA CF] Client dealing (since 5 Sep 2023)
• Punlop Kosolvijak

  IRN PXK01347

  • [FCA CF] Manager of certification employee (30 May 2017 to 20 Nov 2025)
  • [FCA CF] Material risk taker (14 Nov 2016 to 6 Jul 2023)
  • [FCA CF] Client dealing (14 Nov 2016 to 20 Nov 2025)
  • CF30 Customer (27 Mar 2013 to 6 Mar 2016)
• Pushkar Acharya

  IRN PXA01289

  • [FCA CF] Client dealing (26 Mar 2018 to 20 May 2019)
• RYOTARO MATSUOKA

  IRN RXM01159

  • [FCA CF] Material risk taker (since 13 Nov 2025)
  • [FCA CF] Client dealing (since 13 May 2025)
• Rabih Gemayel

  IRN RXG01649

  • [FCA CF] Client dealing (3 Nov 2016 to 30 Apr 2019)
• Rachid Bouzouba

  IRN RXB01327

  • CF29 Significant management (3 Aug 2009 to 31 Mar 2011)
• Radwan El Chab

  IRN RXE76367

  • [FCA CF] Material risk taker (23 Oct 2023 to 14 Oct 2024)
  • [FCA CF] Client dealing (5 Jul 2023 to 14 Oct 2024)
• Raffaele Licinio

  IRN RXL01537

  • [FCA CF] Material risk taker (15 Nov 2019 to 6 Jul 2022)
  • [FCA CF] Client dealing (26 Apr 2018 to 6 Jul 2022)
• Rafy Kouyoumjian

  IRN RXK01087

  • [FCA CF] Manager of certification employee (since 7 Jul 2023)
  • [FCA CF] Material risk taker (since 15 Mar 2021)
  • [FCA CF] Client dealing (since 15 Mar 2021)

No changes recorded yet.