Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Client dealing (since 15 Feb 2024)
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- [FCA CF] Client dealing (9 Jan 2023 to 22 Sep 2023)
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- [FCA CF] Client dealing (19 Jul 2021 to 11 Oct 2021)
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- [PRA CF] Significant risk taker or Material risk taker (27 Apr 2020 to 30 Sep 2020)
- [FCA CF] Manager of certification employee (30 Aug 2019 to 30 Sep 2020)
- [FCA CF] Client dealing (17 Jul 2019 to 30 Sep 2020)
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- [FCA CF] Material risk taker (14 May 2018 to 20 May 2019)
- [FCA CF] Client dealing (1 Nov 2016 to 20 May 2019)
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- [FCA CF] Client dealing (26 Mar 2018 to 20 May 2019)
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- CF30 Customer (13 May 2014 to 30 Jun 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.