Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF29 Significant management (3 Aug 2009 to 31 Mar 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (11 Mar 2009 to 31 Mar 2011)
    • CF30 Customer (20 Oct 2008 to 31 Mar 2011)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.