Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (30 May 2017 to 20 Nov 2025)
    • [FCA CF] Client dealing (14 Nov 2016 to 20 Nov 2025)
    • [FCA CF] Material risk taker (14 Nov 2016 to 6 Jul 2023)
    • CF30 Customer (12 Nov 2008 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (30 May 2017 to 20 Nov 2025)
    • [FCA CF] Material risk taker (14 Nov 2016 to 6 Jul 2023)
    • [FCA CF] Client dealing (14 Nov 2016 to 20 Nov 2025)
    • CF30 Customer (27 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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