Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nadhem Dhidah

  IRN NXD01270

  • [FCA CF] Client dealing (12 Jan 2018 to 20 May 2019)
• Najib Canaan

  IRN NSC01028

  • CF16 Significant Mgt (Desgntd Investment Business) (28 May 2002 to 27 Nov 2003)
• Naoki Koizumi

  IRN NXK00284

  • [FCA CF] Material risk taker (12 Apr 2024 to 12 Dec 2024)
• Nasreen Pinto

  IRN NXP00340

  • [FCA CF] Material risk taker (since 18 Oct 2023)
  • [FCA CF] Significant management (since 11 Oct 2023)
• Natali Zirovcic

  IRN NXZ01029

  • [FCA CF] Client dealing (29 Nov 2017 to 12 Dec 2018)
• Natalia Cermeno Villanueva

  IRN NXC01123

  • [FCA CF] Significant management (since 20 Sep 2024)
  • [FCA CF] Material risk taker (since 23 May 2023)
  • [FCA CF] Client dealing (since 14 Apr 2023)
  • [FCA CF] Manager of certification employee (since 19 Jan 2023)
• Nathaniel James Tyce

  IRN NJT01043

  • SMF6 Head of Key Business Areas (since 20 Oct 2023)
  • [FCA CF] Client dealing (5 Jul 2023 to 23 Oct 2023)
  • [FCA CF] Material risk taker (5 Jul 2023 to 23 Oct 2023)
  • [FCA CF] Manager of certification employee (5 Jul 2023 to 23 Oct 2023)
  • [FCA CF] Significant management (5 Jul 2023 to 23 Oct 2023)
• Neeta Avnash Kaur Atkar

  IRN NAA01031

  • SMF10 Chair of the Risk Committee (since 20 Jul 2018)
• Neil Alan Pigott

  IRN NAP01080

  • [FCA CF] Client dealing (6 Nov 2018 to 16 Mar 2019)
• Neil Gear

  IRN NHG01013

  • [FCA CF] Manager of certification employee (7 Aug 2024 to 12 Nov 2024)
  • [FCA CF] Material risk taker (25 Oct 2023 to 12 Nov 2024)
  • [FCA CF] Client dealing (26 Apr 2023 to 12 Nov 2024)

No changes recorded yet.