Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF16 Significant Mgt (Desgntd Investment Business) (28 May 2002 to 27 Nov 2003)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF16 Significant Mgt (Desgntd Investment Business) (25 Apr 2002 to 9 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 9 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.