Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 29 May 2025)
    • [FCA CF] Client dealing (since 25 Feb 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (7 Aug 2024 to 12 Nov 2024)
    • [FCA CF] Material risk taker (25 Oct 2023 to 12 Nov 2024)
    • [FCA CF] Client dealing (26 Apr 2023 to 12 Nov 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (7 Aug 2024 to 12 Nov 2024)
    • [FCA CF] Material risk taker (25 Oct 2023 to 12 Nov 2024)
    • [FCA CF] Client dealing (26 Apr 2023 to 12 Nov 2024)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Client dealing (4 Jan 2021 to 19 Apr 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (9 Aug 2010 to 26 Jun 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (16 Jun 2006 to 25 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.