Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 29 May 2025)
- [FCA CF] Client dealing (since 25 Feb 2025)
-
- [FCA CF] Manager of certification employee (7 Aug 2024 to 12 Nov 2024)
- [FCA CF] Material risk taker (25 Oct 2023 to 12 Nov 2024)
- [FCA CF] Client dealing (26 Apr 2023 to 12 Nov 2024)
-
- [FCA CF] Manager of certification employee (7 Aug 2024 to 12 Nov 2024)
- [FCA CF] Material risk taker (25 Oct 2023 to 12 Nov 2024)
- [FCA CF] Client dealing (26 Apr 2023 to 12 Nov 2024)
-
- [FCA CF] Client dealing (4 Jan 2021 to 19 Apr 2023)
-
- CF30 Customer (9 Aug 2010 to 26 Jun 2012)
-
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
- CF26 Customer Trading (16 Jun 2006 to 25 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.