Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- SMF6 Head of Key Business Areas (since 20 Oct 2023)
- [FCA CF] Manager of certification employee (5 Jul 2023 to 23 Oct 2023)
- [FCA CF] Material risk taker (5 Jul 2023 to 23 Oct 2023)
- [FCA CF] Significant management (5 Jul 2023 to 23 Oct 2023)
- [FCA CF] Client dealing (5 Jul 2023 to 23 Oct 2023)
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Nomura Bank International Plc.
FRN 204419
- SMF6 Head of Key Business Areas (since 20 Oct 2023)
- [FCA CF] Significant management (5 Jul 2023 to 23 Oct 2023)
- [FCA CF] Manager of certification employee (5 Jul 2023 to 23 Oct 2023)
- [FCA CF] Material risk taker (5 Jul 2023 to 23 Oct 2023)
- [FCA CF] Client dealing (5 Jul 2023 to 23 Oct 2023)
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- [FCA CF] Client dealing (7 Sep 2016 to 29 Jul 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.