Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF6 Head of Key Business Areas (since 20 Oct 2023)
    • [FCA CF] Manager of certification employee (5 Jul 2023 to 23 Oct 2023)
    • [FCA CF] Material risk taker (5 Jul 2023 to 23 Oct 2023)
    • [FCA CF] Significant management (5 Jul 2023 to 23 Oct 2023)
    • [FCA CF] Client dealing (5 Jul 2023 to 23 Oct 2023)
    • SMF6 Head of Key Business Areas (since 20 Oct 2023)
    • [FCA CF] Significant management (5 Jul 2023 to 23 Oct 2023)
    • [FCA CF] Manager of certification employee (5 Jul 2023 to 23 Oct 2023)
    • [FCA CF] Material risk taker (5 Jul 2023 to 23 Oct 2023)
    • [FCA CF] Client dealing (5 Jul 2023 to 23 Oct 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.