Nomura Asset Management Europe KVG mbH

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442075211052

  Web

  https://www.nomura-asset.eu/english/

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442075211052

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew Bernard Whitaker

  IRN ABW01038

  • [FCA CF] Client dealing (since 12 Jul 2023)
  • [FCA CF] Manager of certification employee (since 12 Jul 2023)
• Anne Dille-Weibel

  IRN AMD01224

  • [FCA CF] Client dealing (12 Jul 2023 to 31 Jul 2023)
• Benedictus Nanor Sackitey

  IRN BXS16602

  • [FCA CF] Client dealing (since 12 Jul 2023)
• Davide Zur Goldstaub

  IRN DZG01000

  • [FCA CF] Client dealing (12 Jul 2023 to 30 Nov 2023)
• Douglas Harvey Stewart

  IRN DHS01068

  • SMF19 Head of Overseas Branch/Head of Overseas (since 9 Jul 2025)
  • SMF3 Executive Director (since 9 Jul 2025)
• Francis Gerald Wyatt Paxton

  IRN FGP01005

  • [FCA CF] Client dealing (12 Jul 2023 to 15 Aug 2025)
• Jonathan Mark Nash

  IRN JMN01034

  • [FCA CF] Manager of certification employee (12 Jul 2023 to 15 Aug 2025)
  • [FCA CF] Client dealing (12 Jul 2023 to 15 Aug 2025)
• Justin Ashley George Nash

  IRN JAN01128

  • SMF16 Compliance Oversight (since 11 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jul 2023)
• Kevin McFarlane

  IRN KXM00623

  • [FCA CF] Client dealing (since 12 Sep 2023)
• Mikael Eric Gagne

  IRN MEG01072

  • [FCA CF] Client dealing (since 12 Jul 2023)

No changes recorded yet.