Francis Gerald Wyatt Paxton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura Asset Management Europe KVG mbH (no longer approved here)
FRN 983936
- [FCA CF] Client dealing (12 Jul 2023 to 15 Aug 2025)
NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)
FRN 122703
- CF30 Customer (9 Jun 2014 to 8 Dec 2019)
Goodhart Partners LLP (no longer approved here)
FRN 496588
- CF30 Customer (31 Oct 2012 to 20 Aug 2013)
PGIM LIMITED (no longer approved here)
FRN 193418
- CF30 Customer (21 Oct 2008 to 19 Jan 2009)
Muzinich & Co. Limited (no longer approved here)
FRN 192261
- CF21 Investment Adviser (12 Dec 2001 to 16 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.