Muzinich & Co. Limited

• Principal Place of Business

  8 Hanover Street

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

  Web

  https://www.muzinich.com

• Complaints Contact

  8 Hanover St

  London

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +442039285200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• ANDREW TAN TSE CHYUEN

  IRN AXT00888

  • [FCA CF] Material risk taker (since 23 Mar 2026)
• Aiga Maria Romanovsky

  IRN AMR01195

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (14 May 2018 to 8 Dec 2019)
  • CF1 Director (4 Feb 2014 to 14 May 2018)
• Alexander Benjamin Woolrich

  IRN ABW01016

  • [FCA CF] Material risk taker (since 24 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
• Alexander David McKenna

  IRN AXM21106

  • [FCA CF] Material risk taker (11 Dec 2019 to 29 Aug 2025)
  • [FCA CF] Significant management (11 Dec 2019 to 12 Dec 2019)
  • SMF3 Executive Director (11 Dec 2019 to 13 Aug 2025)
• Alexandra Dacres-Hogg

  IRN AXD00379

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2022)
• Alice Deacon

  IRN AXD01025

  • [FCA CF] Client dealing (since 17 Jan 2025)
• Alok Wadhawan

  IRN AXW01661

  • [FCA CF] Manager of certification employee (since 24 Mar 2025)
  • [FCA CF] Material risk taker (since 1 Feb 2020)
  • [FCA CF] Client dealing (since 1 Feb 2020)
• Andrew Craig DOUGLAS

  IRN AXD00336

  • [FCA CF] Client dealing (since 24 Dec 2021)
• Ann-MArie Baker

  IRN AXB02560

  • CF10 Compliance Oversight (23 Mar 2010 to 21 Jun 2012)
• Archibald Hugh Winslow Beeching

  IRN AXB12659

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Mar 2019 to 8 Dec 2019)

No changes recorded yet.