Alok Wadhawan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Muzinich & Co. Limited

    FRN 192261

    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • [FCA CF] Material risk taker (since 1 Feb 2020)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Manager of certification employee (5 Mar 2019 to 4 Mar 2020)
    • [FCA CF] Material risk taker (6 Mar 2018 to 4 Mar 2020)
    • [FCA CF] Client dealing (6 Mar 2018 to 5 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.