Nomura Asset Management Europe KVG mbH

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Oliver James Hitch
IRN OJH01017
- [FCA CF] Client dealing (since 12 Jul 2023)
Peter James Ball
IRN PJB01195
- SMF19 Head of Overseas Branch/Head of Overseas (11 Jul 2023 to 19 Feb 2025)
- SMF3 Executive Director (11 Jul 2023 to 19 Feb 2025)
Romy Chirinos Rosales
IRN RXC00683
- [FCA CF] Client dealing (since 12 Sep 2023)
Simon Peter Cartwright
IRN SPC01059
- [FCA CF] Client dealing (since 12 Jul 2023)
Warren Deacey
IRN WXD00038
- [FCA CF] Client dealing (since 12 Jul 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.