Peter James Ball

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura Asset Management Europe KVG mbH (no longer approved here)
FRN 983936
- SMF19 Head of Overseas Branch/Head of Overseas (11 Jul 2023 to 19 Feb 2025)
- SMF3 Executive Director (11 Jul 2023 to 19 Feb 2025)
NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)
FRN 122703
- SMF3 Executive Director (20 Feb 2020 to 31 Mar 2021)
- CF29 Significant management (1 Nov 2018 to 8 Dec 2019)
JLT Wealth Management Limited (no longer approved here)
FRN 196619
- CF29 Significant management (10 Oct 2011 to 26 Jul 2012)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF27 Investment Management (1 Dec 2001 to 1 Jul 2005)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF27 Investment Management (1 Dec 2001 to 1 Jul 2005)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF27 Investment Management (1 Dec 2001 to 1 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.