Douglas Harvey Stewart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura Asset Management Europe KVG mbH
FRN 983936
- SMF19 Head of Overseas Branch/Head of Overseas (since 9 Jul 2025)
- SMF3 Executive Director (since 9 Jul 2025)
Skerryvore Asset Management Ltd (no longer approved here)
FRN 769109
- SMF1 Chief Executive (27 May 2020 to 27 Jul 2021)
- SMF3 Executive Director (27 May 2020 to 27 Jul 2021)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (1 Nov 2007 to 18 Feb 2016)
- CF21 Investment Adviser (5 Aug 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.