This firm is no longer authorised by the FCA.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Nippon Life Schroders Asset Management Europe Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4402076586000
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Complaints Contact
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +442076586000
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Melanie Joanne Newton
IRN MXN01139
- (95)CF27 Investment Management (8 Feb 2006 to 5 Jun 2007)
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Michael Bernard Walsh
IRN MBW01026
- (291)CF13 Finance (14 Jan 2005 to 14 Oct 2005)
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Michael Godwin Philipp
IRN MGP01021
- (20)CF1 Director (1 Dec 2001 to 30 Apr 2002)
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Michael Mark Webb
IRN MMW01015
- (276)CF1 Director (18 Jan 2008 to 11 Dec 2009)
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Michael Philip Berry
IRN MPB01056
- (105)CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)
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Mike Sommer
IRN MXS00707
- (226)[FCA CF] Material risk taker (14 Jun 2021 to 19 Oct 2021)
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Minoru Kimura
IRN MXK01315
- (280)SMF3 Executive Director (16 Nov 2020 to 24 Mar 2022)
- (282)CF8 Apportionment and Oversight (27 May 2005 to 20 Mar 2007)
- (283)CF3 Chief Executive (21 Mar 2003 to 20 Mar 2007)
- (281)CF27 Investment Management (25 Mar 2002 to 20 Mar 2007)
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Miwa Kuwata
IRN MXK02921
- (123)CF30 Customer (11 May 2018 to 8 Dec 2019)
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Naoki Akiyama
IRN NXA01997
- (1)CF1 Director (4 May 2017 to 26 Mar 2018)
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Neil Tomlinson
IRN NXT00027
- (131)[FCA CF] Significant management (4 Jul 2024 to 14 Apr 2026)
- (130)[FCA CF] Material risk taker (6 Sep 2023 to 14 Apr 2026)
Recent activity
Updates to this firm's record on the FCA register.
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permission removed: Dealing in investments as agent
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permission removed: Making arrangements with a view to transactions in investments
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permission removed: Managing investments
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requirement removed: OR-0061714
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requirement removed: OR-0149243
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requirement removed: OR-0233874
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controlled function added: (298)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (297)CF17 Significant Mgt (Other Business Operations)
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controlled function added: (296)CF26 Customer Trading
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controlled function added: (295)CF27 Investment Management