Nippon Life Schroders Asset Management Europe Limited

Companies House
03709605
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Melanie Joanne Newton

    IRN MXN01139

    • (95)CF27 Investment Management (8 Feb 2006 to 5 Jun 2007)
  • Michael Bernard Walsh

    IRN MBW01026

    • (291)CF13 Finance (14 Jan 2005 to 14 Oct 2005)
  • Michael Godwin Philipp

    IRN MGP01021

    • (20)CF1 Director (1 Dec 2001 to 30 Apr 2002)
  • Michael Mark Webb

    IRN MMW01015

    • (276)CF1 Director (18 Jan 2008 to 11 Dec 2009)
  • Michael Philip Berry

    IRN MPB01056

    • (105)CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)
  • Mike Sommer

    IRN MXS00707

    • (226)[FCA CF] Material risk taker (14 Jun 2021 to 19 Oct 2021)
  • Minoru Kimura

    IRN MXK01315

    • (280)SMF3 Executive Director (16 Nov 2020 to 24 Mar 2022)
    • (282)CF8 Apportionment and Oversight (27 May 2005 to 20 Mar 2007)
    • (283)CF3 Chief Executive (21 Mar 2003 to 20 Mar 2007)
    • (281)CF27 Investment Management (25 Mar 2002 to 20 Mar 2007)
  • Miwa Kuwata

    IRN MXK02921

    • (123)CF30 Customer (11 May 2018 to 8 Dec 2019)
  • Naoki Akiyama

    IRN NXA01997

    • (1)CF1 Director (4 May 2017 to 26 Mar 2018)
  • Neil Tomlinson

    IRN NXT00027

    • (131)[FCA CF] Significant management (4 Jul 2024 to 14 Apr 2026)
    • (130)[FCA CF] Material risk taker (6 Sep 2023 to 14 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: Dealing in investments as agent

  2. permission removed: Making arrangements with a view to transactions in investments

  3. permission removed: Managing investments

  4. requirement removed: OR-0061714

  5. requirement removed: OR-0149243

  6. requirement removed: OR-0233874

  7. controlled function added: (298)SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function added: (297)CF17 Significant Mgt (Other Business Operations)

  9. controlled function added: (296)CF26 Customer Trading

  10. controlled function added: (295)CF27 Investment Management