Michael Bernard Walsh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Maven Cognition Limited (no longer approved here)

    FRN 843924

    • SMF16 Compliance Oversight (31 Aug 2022 to 31 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Aug 2022 to 31 Mar 2024)
    • SMF3 Executive Director (1 Jun 2020 to 31 Mar 2024)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF2 Non Executive Director (25 Apr 2012 to 30 Sep 2013)
    • CF10 Compliance Oversight (21 Mar 2011 to 23 Feb 2012)
    • CF11 Money Laundering Reporting (21 Mar 2011 to 23 Feb 2012)
    • CF1 Director (21 Mar 2011 to 25 Apr 2012)
  • Apax Partners UK Ltd (no longer approved here)

    FRN 119175

    • CF3 Chief Executive (4 Feb 2009 to 31 Mar 2009)
    • CF1 Director (4 Feb 2009 to 21 May 2009)
    • CF8 Apportionment and Oversight (4 Feb 2009 to 31 Mar 2009)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF28 Systems and controls (1 Nov 2007 to 25 Jul 2008)
    • CF1 Director (11 Nov 2005 to 25 Jul 2008)
    • CF13 Finance (11 Nov 2005 to 31 Oct 2007)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF28 Systems and controls (1 Nov 2007 to 25 Jul 2008)
    • CF1 Director (11 Nov 2005 to 25 Jul 2008)
    • CF13 Finance (11 Nov 2005 to 31 Oct 2007)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF13 Finance (28 Jun 2005 to 14 Oct 2005)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • CF13 Finance (14 Jan 2005 to 30 Sep 2005)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (291)CF13 Finance (14 Jan 2005 to 14 Oct 2005)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • CF1 Director (5 Apr 2002 to 9 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (291)CF13 Finance at Nippon Life Schroders Asset Management Europe Limited