Maven Cognition Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Avantika Gupta
IRN AXG74526
- [PRA CF] Key function holder (1 Apr 2020 to 7 Apr 2022)
Claire Marie Speirs
IRN CXS20979
- SMF16 Compliance Oversight (since 31 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2024)
David Andrew McCrory
IRN DAM01166
- SMF3 Executive Director (since 15 Sep 2025)
Joanne Margaret Wilkinson
IRN JML01080
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2020 to 14 Apr 2022)
- SMF16 Compliance Oversight (1 Jun 2020 to 14 Apr 2022)
Matthew Thomas Ellams
IRN MTE01013
- SMF3 Executive Director (31 Mar 2024 to 26 Sep 2025)
Michael Bernard Walsh
IRN MBW01026
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Aug 2022 to 31 Mar 2024)
- SMF16 Compliance Oversight (31 Aug 2022 to 31 Mar 2024)
- SMF3 Executive Director (1 Jun 2020 to 31 Mar 2024)
Peter John Barrand
IRN PJB01310
- SMF3 Executive Director (9 Oct 2021 to 31 Mar 2024)
Richard Male
IRN RXM00959
- SMF3 Executive Director (since 31 Mar 2024)
Sanjeev Gordhan
IRN SXG02306
- SMF3 Executive Director (1 Jun 2020 to 7 Apr 2022)
Suzanne Lupton
IRN SXL02236
- SMF3 Executive Director (31 Mar 2024 to 29 Aug 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.