NI Financial Directions Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Declan Francis Maginn
IRN DXM00650
- (4)Employed By (since 17 Apr 2024)
James Patrick Gault
IRN JPG00010
- (2)Employed By (2 Jun 2003 to 7 Jul 2014)
Jonathan Shannon
IRN JXS02866
- (2)Employed By (since 28 Jan 2014)
Maureen Anne Hughes
IRN MAH01239
- (1)Employed By (20 Nov 2003 to 27 Sep 2004)
Patricia Geraldine Cowan
IRN PGC01063
- (1)Employed By (since 23 Apr 2003)
Terence Cowan
IRN TOC00001
- (3)Employed By (since 25 Apr 2003)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.