Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (20 Nov 2003 to 27 Sep 2004)
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- CF21 Investment Adviser (19 Nov 2003 to 27 Sep 2004)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 19 Nov 2003)
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- CF21 Investment Adviser (19 Nov 2003 to 27 Sep 2004)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 19 Nov 2003)
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- Employed By (9 Apr 2003 to 20 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at NI Financial Directions Ltd
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controlled function added: (1)Employed By at NI Financial Directions Ltd