Jonathan Shannon

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Jan 2014)
  • NI Financial Directions Ltd

    FRN 224312

    • (2)Employed By (since 28 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at NI Financial Directions Ltd

  2. controlled function added: (2)Employed By at NI Financial Directions Ltd