Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 17 Apr 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 17 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (since 24 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at NI Financial Directions Ltd

  2. controlled function added: (4)Employed By at NI Financial Directions Ltd