N.F.U. Mutual Unit Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Fleming MacAulay
IRN DFM00006
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
David John Simmons
IRN DJS01384
- CF22 Investment Adviser (Trainee) (30 Mar 2006 to 1 Apr 2007)
David Lee Sparrow
IRN DLS00021
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
David Marshall
IRN DXM00106
- CF21 Investment Adviser (14 Aug 2002 to 1 Apr 2007)
David Murdoch
IRN DXM01361
- CF22 Investment Adviser (Trainee) (23 Feb 2004 to 4 Oct 2005)
David Richard Lyons
IRN DRL00011
- CF21 Investment Adviser (24 Mar 2003 to 5 Jan 2007)
David Robert Harries
IRN DRH01102
- CF21 Investment Adviser (29 Jan 2002 to 23 Jul 2003)
Deborah Kathleen Jones
IRN DXJ00090
- CF21 Investment Adviser (30 Sep 2002 to 1 Apr 2007)
Deborah Maree Perrott
IRN DMP00027
- CF22 Investment Adviser (Trainee) (5 Oct 2004 to 30 Nov 2005)
Denise Amanda Young
IRN DAY00006
- CF21 Investment Adviser (2 Jun 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (12 May 2004 to 2 Jun 2005)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.