N.F.U. Mutual Unit Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dennis Smith
IRN DXS00128
- CF21 Investment Adviser (23 Aug 2002 to 1 Apr 2007)
Denny Holland
IRN DXH01649
- CF22 Investment Adviser (Trainee) (22 Feb 2006 to 19 Aug 2006)
Derek Alan Walton
IRN DAW00053
- CF21 Investment Adviser (15 Apr 2002 to 28 Mar 2003)
Derek Hall
IRN DXH00077
- CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
Derek Rodgers
IRN DXR00016
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)
Diane Helen Hanley
IRN DHW00017
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Duncan William Dickens
IRN DWD00015
- CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2004)
Eden Mark Rudling
IRN EMR00007
- CF21 Investment Adviser (4 Nov 2002 to 24 Mar 2005)
Emma Louise Irons
IRN ELI01001
- CF28 Systems and controls (20 Mar 2009 to 9 Jun 2014)
Emma Louise Wilcock
IRN ELW01014
- CF21 Investment Adviser (9 Dec 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (19 Jul 2004 to 9 Dec 2005)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.