N.F.U. Mutual Unit Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Colin Ian Todd
IRN CIT00006
- CF21 Investment Adviser (10 Jun 2002 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jun 2002)
Craig Lake
IRN CDL01060
- CF21 Investment Adviser (29 Jan 2007 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (27 Mar 2006 to 29 Jan 2007)
Dafydd Glyn Howells
IRN DGH00033
- CF22 Investment Adviser (Trainee) (20 Jun 2005 to 19 Jan 2006)
Danny Kong
IRN DXK01207
- CF22 Investment Adviser (Trainee) (12 Feb 2003 to 25 Nov 2003)
Darren Campbell
IRN DJC01249
- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
- CF30 Customer (21 Jan 2019 to 8 Dec 2019)
Darren Philip Rowe
IRN DPR00027
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2002)
David Andrew Roper
IRN DAR01248
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2020)
- CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
David Attwood
IRN DXA01262
- CF22 Investment Adviser (Trainee) (21 Oct 2003 to 17 Feb 2006)
David Charles Moran
IRN DCM01170
- [FCA CF] CASS oversight function (9 Dec 2019 to 19 Apr 2024)
- CF28 Systems and controls (9 Jun 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (9 Jun 2014 to 8 Dec 2019)
David Edward Hann
IRN DEH00023
- CF21 Investment Adviser (12 Mar 2002 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.