David Charles Moran

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU MUTUAL INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 121921

    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Apr 2024)
    • CF28 Systems and controls (9 Jun 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (18 Jun 2012 to 8 Dec 2019)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Apr 2024)
    • CF28 Systems and controls (9 Jun 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (9 Jun 2014 to 8 Dec 2019)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2024)
    • CF1 Director (24 Sep 2018 to 8 Dec 2019)
    • CF28 Systems and controls (9 Jun 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (4 Dec 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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