N.F.U. Mutual Unit Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Simpson
IRN MBS01100
- [FCA CF] Client dealing (since 29 May 2023)
Miles John Ward
IRN MJW01377
- CF22 Investment Adviser (Trainee) (14 Nov 2003 to 10 Dec 2003)
Neil Henry Sparkes
IRN NHS00004
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 16 Apr 2007)
- CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)
Neil James Wicks
IRN NJW01066
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Nicholas Anthony Brent
IRN NAB00018
- CF21 Investment Adviser (15 Aug 2002 to 7 Feb 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Aug 2002)
Nicholas Paul Knapp
IRN NPK00002
- CF21 Investment Adviser (25 Apr 2002 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Apr 2002)
Nicholas Stanley James
IRN NSJ00002
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Nicola Harris
IRN NXC01313
- CF22 Investment Adviser (Trainee) (13 Mar 2007 to 1 Apr 2007)
Nicola Jones
IRN NXN00007
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Nicola Troy
IRN NXT01087
- CF21 Investment Adviser (4 Nov 2002 to 15 Jun 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.