Michael Simpson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NFU MUTUAL INVESTMENT SERVICES LIMITED
FRN 121921
- [FCA CF] Client dealing (since 29 May 2023)
N.F.U. Mutual Unit Managers Limited
FRN 121922
- [FCA CF] Client dealing (since 29 May 2023)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- [FCA CF] Client dealing (3 Nov 2016 to 15 Aug 2022)
Platform Securities LLP (no longer approved here)
FRN 214206
- CF30 Customer (2 Apr 2015 to 28 Oct 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.