Nicholas Paul Knapp

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Significant management (20 May 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (20 May 2021 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (20 May 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (20 May 2021 to 31 Dec 2021)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • CF21 Investment Adviser (25 Apr 2002 to 31 Oct 2007)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (25 Apr 2002 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.