Neil Henry Sparkes

• HW Financial Services Limited (no longer approved here)

  FRN 134190

  • [FCA CF] Client dealing (17 Jan 2022 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (17 Jan 2022 to 31 Mar 2022)
• Evelyn Partners Financial Planning Limited (no longer approved here)

  FRN 136414

  • [FCA CF] Functions requiring qualifications (17 Jan 2022 to 31 Mar 2022)
  • [FCA CF] Client dealing (17 Jan 2022 to 31 Mar 2022)
• FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 433591

  • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 26 Nov 2021)
  • [FCA CF] Client dealing (2 Jan 2020 to 26 Nov 2021)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF30 Customer (1 Nov 2007 to 30 Sep 2015)
  • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 Apr 2007 to 25 Jul 2007)
• N.F.U. Mutual Unit Managers Limited (no longer approved here)

  FRN 121922

  • CF22 Investment Adviser (Trainee) (16 Apr 2007 to 16 Apr 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)

No changes recorded yet.