NEWQUAY MORTGAGE AND PENSIONS LIMITED

• Principal Place of Business

  8 Chester Road

  Newquay

  Cornwall

  TR7 2RX

  UNITED KINGDOM

  Phone

  +4401637851444

  Web

  https://www.nmandp.co.uk

• Complaints Contact

  8 Chester Road

  Newquay

  Cornwall

  TR7 2RX

  UNITED KINGDOM

  Phone

  +4401637851444

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Reginald Willmott

  IRN AXW00386

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF3 Executive Director (since 12 Jan 2024)
  • Responsibility for MCD Intermediation (since 12 Jan 2024)
  • Responsible for Insurance Distribution (since 12 Jan 2024)
  • SMF16 Compliance Oversight (since 12 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Jacob Michael Leech

  IRN JXL00225

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF3 Executive Director (since 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
  • [FCA CF] Client dealing (since 27 Feb 2023)
  • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 1 Oct 2023)
• Laura Adrienne Rickard

  IRN LXR00078

  • [FCA CF] Client dealing (1 May 2020 to 30 Jun 2022)
• Michael John Leech

  IRN MXL00124

  • [FCA CF] Functions requiring qualifications (20 Apr 2020 to 31 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (6 Sep 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
• Thomas John Magor

  IRN TXM00620

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 Jan 2025)
  • [FCA CF] Client dealing (since 21 Jan 2025)
• William Robert Gould

  IRN WRG00005

  • [FCA CF] Functions requiring qualifications (20 Apr 2020 to 1 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2024)
  • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jan 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (6 Sep 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Sep 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Sep 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (6 Sep 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (6 Sep 2006 to 30 Sep 2018)

• Jacob Michael Leech (no longer appointed)

  FRN 846207 · Appointed 19 Jul 2019 · Until 17 Mar 2023

• Carolyn Holloway (no longer appointed)

  FRN 510191 · Appointed 21 Oct 2009 · Until 17 Jul 2019

No changes recorded yet.