William Robert Gould

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NEWQUAY MORTGAGE AND PENSIONS LIMITED (no longer approved here)

    FRN 452685

    • [FCA CF] Functions requiring qualifications (20 Apr 2020 to 1 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jan 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (6 Sep 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Sep 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (6 Sep 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Sep 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Sep 2006 to 8 Dec 2019)
  • Mortgage & Pensions Advice Bureau (2565) (no longer approved here)

    FRN 184284

    • (2)Employed By (16 Oct 1998 to 15 Jul 2004)

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Updates to this individual's record on the FCA register.

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