Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (20 Apr 2020 to 31 Mar 2024)
- SMF3 Executive Director (9 Dec 2019 to 21 Jan 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (6 Sep 2006 to 8 Dec 2019)
- CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
-
- (6)Employed By (8 Feb 1999 to 15 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.