Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 27 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 1 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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