Newbridge Advisors LLP

• Principal Place of Business

  46 New Broad Street

  London

  EC2M 1JH

  UNITED KINGDOM

  Phone

  +4402033977651

  Web

  https://www.newbridge.co.uk

• Complaints Contact

  46 New Broad Street

  London

  EC2M 1JH

  UNITED KINGDOM

  Phone

  +4402033977651

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam James Hylan

  IRN AJH01252

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2020)
  • SMF16 Compliance Oversight (since 27 Jan 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Aug 2018 to 8 Dec 2019)
  • CF4 Partner (7 Aug 2018 to 8 Dec 2019)
• Amber Fisher-Clark

  IRN AXF00163

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
• Cameron Mackie

  IRN CXM00876

  • [FCA CF] Client dealing (since 16 May 2023)
• Christopher John Evans

  IRN CJE01094

  • SMF27 Partner (since 11 Dec 2024)
  • [FCA CF] Client dealing (since 1 Jun 2020)
• Darren Lee Gibson

  IRN DXG00277

  • [FCA CF] Client dealing (since 19 Apr 2021)
• Delia Beddis

  IRN DXB02779

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (16 Aug 2017 to 8 Dec 2019)
• ELLIOT MICHAEL Wehner

  IRN EXW00131

  • [FCA CF] Client dealing (1 Apr 2021 to 3 Sep 2021)
• GREGORY JAMES Falzon

  IRN GJF01044

  • [FCA CF] Client dealing (1 Mar 2021 to 15 Mar 2024)
• Gowsikan Shugumaran

  IRN GXS00515

  • [FCA CF] Client dealing (since 12 Aug 2024)
• Grant Alan Vaughan

  IRN GAV01015

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
  • CF4 Partner (26 Oct 2018 to 8 Dec 2019)

No changes recorded yet.