Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Newbridge Advisors LLP
FRN 630455
- SMF16 Compliance Oversight (since 27 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (7 Aug 2018 to 8 Dec 2019)
- CF4 Partner (7 Aug 2018 to 8 Dec 2019)
-
- CF30 Customer (29 Apr 2014 to 28 Feb 2017)
-
- CF30 Customer (1 Nov 2007 to 15 Jan 2013)
- CF23 Corporate Finance Adviser (15 Aug 2007 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 15 Jan 2013)
- CF23 Corporate Finance Adviser (15 Aug 2007 to 31 Oct 2007)
-
- CF23 Corporate Finance Adviser (30 Nov 2002 to 27 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.