Date authorised
1 April 2015
Companies House
OC378028
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    46 New Broad Street
    London
    EC2M 1JH
    UNITED KINGDOM
    Phone
    +4402033977651
  • Complaints Contact

    46 New Broad Street
    London
    EC2M 1JH
    UNITED KINGDOM
    Phone
    +4402033977651

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Parker

    IRN HXP00219

    • [FCA CF] Client dealing (since 19 Jun 2023)
  • Henri Cooke

    IRN HXC11332

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2022)
    • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
  • Imran Ajaib Mubeen

    IRN IXM00359

    • [FCA CF] Client dealing (since 6 Aug 2025)
  • Janani Paramsothy

    IRN JXP01321

    • [FCA CF] Client dealing (since 6 Feb 2026)
  • Jeremy Paul Froud

    IRN JPF01032

    • SMF27 Partner (9 Dec 2019 to 8 Mar 2020)
    • CF4 Partner (27 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • Joanna Hames

    IRN JXH01269

    • [FCA CF] Client dealing (11 Jan 2024 to 5 Aug 2025)
  • Kathryn Huynh

    IRN KXH00397

    • [FCA CF] Client dealing (16 May 2023 to 15 Aug 2023)
  • Kieran Bailey

    IRN KXB00578

    • [FCA CF] Client dealing (since 11 Jan 2024)
  • Mathieu Breton

    IRN MXB01150

    • [FCA CF] Client dealing (since 16 May 2023)
  • Matthew John Kemp

    IRN MJK01205

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • CF30 Customer (20 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.