Newbridge Advisors LLP

Date authorised
1 April 2015
Companies House
OC378028
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    46 New Broad Street
    London
    EC2M 1JH
    UNITED KINGDOM
    Phone
    +4402033977651
    Web
    https://www.newbridge.co.uk

  • Complaints Contact

    46 New Broad Street
    London
    EC2M 1JH
    UNITED KINGDOM
    Phone
    +4402033977651

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Paul Houseley

    IRN MPH01063

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2026)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2015 to 8 Dec 2019)
  • Naomi Beatrice Druks

    IRN NBD01021

    • CF30 Customer (1 Apr 2015 to 30 Sep 2016)
  • Paul Gareth Woodcock

    IRN PGW01122

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (15 Aug 2018 to 8 Dec 2019)
  • Richard John Dodson

    IRN RJD01174

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Feb 2020)
    • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
  • Stephanie Julia Paillat

    IRN SJD01261

    • CF30 Customer (1 Apr 2015 to 5 Nov 2019)
    • CF4 Partner (1 Apr 2015 to 5 Nov 2019)
  • Yayue Zhong

    IRN YXZ00096

    • [FCA CF] Client dealing (since 9 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.