Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2026)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
  • Pegasus Capital LLP (no longer approved here)

    FRN 552790

    • CF30 Customer (5 Oct 2012 to 10 Apr 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (11 Mar 2011 to 12 Jun 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 12 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.