Date authorised
1 April 2013
Companies House
OC359747
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Printworks
    High Street
    Otford
    Sevenoaks
    Kent
    TN14 5PQ
    UNITED KINGDOM
    Phone
    +441689823953
  • Complaints Contact

    The Old Printworks
    High Street
    Otford
    Sevenoaks
    Kent
    TN14 5PQ
    UNITED KINGDOM
    Phone
    +441689823953

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Robert Denys Arbuthnot

    IRN CRA01026

    • CF30 Customer (1 May 2012 to 3 Feb 2014)
  • Craig David Price

    IRN CDP01051

    • CF4 Partner (25 Aug 2011 to 8 Mar 2012)
    • CF30 Customer (25 Aug 2011 to 28 May 2012)
  • Darren Morton

    IRN DXM01446

    • CF30 Customer (27 Jan 2015 to 29 Jun 2015)
  • David Habershon Wells

    IRN DHW01024

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Nov 2016 to 8 Dec 2019)
  • Frederick Robert Cleary

    IRN FRC01004

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Jun 2016 to 8 Dec 2019)
  • Geoffrey Julian Lougher Knight

    IRN GJK01023

    • CF4 Partner (AR) (6 Aug 2013 to 3 Feb 2014)
    • CF30 Customer (24 Jan 2013 to 3 Feb 2014)
  • Graeme Peter Cullens

    IRN GPC01039

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (25 Aug 2011 to 8 Dec 2019)
    • CF4 Partner (25 Aug 2011 to 8 Dec 2019)
  • Ian Donald Samson

    IRN IDS01033

    • CF30 Customer (1 Jun 2016 to 30 Mar 2017)
  • John David Shinton

    IRN JDS01091

    • CF4 Partner (AR) (24 Jul 2013 to 3 Feb 2014)
    • CF30 Customer (18 Jun 2012 to 3 Feb 2014)
  • Lesley Jane Wood

    IRN LJJ01028

    • CF30 Customer (8 May 2013 to 17 May 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.