Frederick Robert Cleary

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pegasus Capital LLP
FRN 552790
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (13 Jun 2016 to 8 Dec 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (16 Nov 2012 to 11 Feb 2016)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF30 Customer (10 Feb 2012 to 20 Jul 2012)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.