GREGORY JAMES Falzon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newbridge Advisors LLP (no longer approved here)

    FRN 630455

    • [FCA CF] Client dealing (1 Mar 2021 to 15 Mar 2024)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Client dealing (1 Jun 2020 to 2 Apr 2021)
    • CF30 Customer (4 Dec 2018 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 3 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2017 to 3 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 3 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Sep 2003 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 3 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2017 to 3 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2017 to 3 Dec 2018)
    • CF30 Customer (28 Feb 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.