Date authorised
1 April 2013
Companies House
06077156
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Gresham Street
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +4402031708195
  • Complaints Contact

    85 Gresham Street
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +442031708195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Henri Lorthioir

    IRN CHL01035

    • CF1 Director (AR) (24 Aug 2009 to 27 Jun 2012)
    • CF30 Customer (5 Mar 2009 to 27 Jun 2012)
  • Christopher John Grafton

    IRN CJG01109

    • CF30 Customer (22 Apr 2013 to 9 Dec 2013)
    • CF1 Director (AR) (22 Apr 2013 to 9 Dec 2013)
  • Christopher Thomas Whitman

    IRN CTW01035

    • CF30 Customer (1 Jul 2020 to 31 Aug 2023)
    • CF4 Partner (AR) (1 Jul 2020 to 31 Aug 2023)
  • Cyril Jean-Guy Armleder

    IRN CJA01060

    • CF3 Chief Executive (AR) (24 Aug 2009 to 27 Jun 2012)
    • CF1 Director (AR) (24 Aug 2009 to 27 Jun 2012)
    • CF30 Customer (15 Apr 2009 to 27 Jun 2012)
  • Damien Shelby Pilkington-Lewis

    IRN DSP01073

    • CF1 Director (AR) (20 Oct 2015 to 5 Apr 2016)
  • Daniel Christopher Page

    IRN DCP01063

    • [FCA CF] Client dealing (12 Feb 2024 to 18 Sep 2025)
    • CF30 Customer (19 May 2011 to 2 Nov 2012)
    • CF2 Non Executive Director (29 Sep 2009 to 10 Jul 2013)
    • CF1 Director (AR) (23 Jun 2009 to 31 Dec 2011)
  • David George Harrison

    IRN DGH01125

    • CF30 Customer (15 Mar 2016 to 8 Dec 2016)
  • Graeme King

    IRN GJK01039

    • CF1 Director (AR) (6 Sep 2017 to 15 Jan 2018)
    • CF30 Customer (6 Sep 2017 to 15 Jan 2018)
  • Hunter DuBose

    IRN HXD01170

    • CF1 Director (AR) (23 Sep 2014 to 4 May 2020)
    • CF30 Customer (23 Sep 2014 to 4 May 2020)
  • Igor Zjalic

    IRN IXZ01015

    • CF30 Customer (17 Jun 2016 to 13 Feb 2017)
    • CF1 Director (AR) (23 Apr 2013 to 15 Oct 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.