Graeme King

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP (no longer approved here)
FRN 447282
- CF1 Director (AR) (22 Jan 2018 to 4 Jan 2021)
- CF30 Customer (22 Jan 2018 to 4 Jan 2021)
New Europe Advisers Limited (no longer approved here)
FRN 463866
- CF1 Director (AR) (6 Sep 2017 to 15 Jan 2018)
- CF30 Customer (6 Sep 2017 to 15 Jan 2018)
Corellian Global Investments Ltd. (no longer approved here)
FRN 774395
- Employed By (6 Sep 2017 to 15 Jan 2018)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- CF30 Customer (1 Dec 2014 to 5 Dec 2015)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (15 Jun 2011 to 6 Feb 2014)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (15 Jun 2011 to 6 Feb 2014)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (12 Jan 2009 to 21 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.