Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northlight Group LLP
FRN 506925
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF4 Partner (23 Apr 2013 to 8 Dec 2019)
- CF30 Customer (23 Apr 2013 to 8 Dec 2019)
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- CF30 Customer (22 Jun 2012 to 22 Aug 2013)
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- CF3 Chief Executive (AR) (24 Aug 2009 to 27 Jun 2012)
- CF1 Director (AR) (24 Aug 2009 to 27 Jun 2012)
- CF30 Customer (15 Apr 2009 to 27 Jun 2012)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2009)
- CF21 Investment Adviser (11 Jul 2005 to 13 Oct 2006)
- CF27 Investment Management (11 Jul 2005 to 31 Oct 2007)
- CF26 Customer Trading (11 Jul 2005 to 13 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.