Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (23 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (23 Apr 2013 to 8 Dec 2019)
  • Capital Advisory Partners Ltd (no longer approved here)

    FRN 450657

    • CF30 Customer (22 Jun 2012 to 22 Aug 2013)
  • New Europe Advisers Limited (no longer approved here)

    FRN 463866

    • CF3 Chief Executive (AR) (24 Aug 2009 to 27 Jun 2012)
    • CF1 Director (AR) (24 Aug 2009 to 27 Jun 2012)
    • CF30 Customer (15 Apr 2009 to 27 Jun 2012)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • CF21 Investment Adviser (11 Jul 2005 to 13 Oct 2006)
    • CF27 Investment Management (11 Jul 2005 to 31 Oct 2007)
    • CF26 Customer Trading (11 Jul 2005 to 13 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.