Hunter DuBose

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Europe Advisers Limited (no longer approved here)
FRN 463866
- CF1 Director (AR) (23 Sep 2014 to 4 May 2020)
- CF30 Customer (23 Sep 2014 to 4 May 2020)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF30 Customer (16 Jul 2013 to 24 Jul 2014)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (24 Nov 2011 to 10 May 2013)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (150)CF30 Customer (5 Aug 2010 to 30 Nov 2010)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (150)CF30 Customer at STIFEL EUROPE LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.