Neuberger Berman Europe Limited

• Principal Place of Business

  The Zig Zag Building

  70 Victoria Street

  London

  SW1E 6SQ

  UNITED KINGDOM

  Phone

  +4402032149000

  Web

  https://www.nb.com

• Complaints Contact

  The Zig Zag Building

  70 Victoria Street

  London

  SW1E 6SQ

  UNITED KINGDOM

  Phone

  +4402032149000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick James Flynn

  IRN PJF01183

  • CF30 Customer (2 May 2013 to 1 Nov 2018)
• Paul Andrew Stewart

  IRN PAS01377

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2015 to 8 Dec 2019)
• Paul Steven Grainger

  IRN PSG01019

  • [FCA CF] Manager of certification employee (since 19 May 2025)
  • [FCA CF] Client dealing (since 22 Oct 2024)
• Paul Voute

  IRN PXV01034

  • CF30 Customer (24 Sep 2008 to 30 Apr 2009)
• Pedro Domenech Clavell

  IRN PXD01193

  • CF30 Customer (1 Nov 2007 to 15 May 2009)
  • CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
• Pedro Nolasco Abreu

  IRN PNA01020

  • CF30 Customer (10 Dec 2007 to 19 May 2010)
• Perry Colter Hoffmeister

  IRN PXH01576

  • CF1 Director (3 Jun 2008 to 23 Mar 2009)
  • CF29 Significant management (3 Jun 2008 to 22 Apr 2009)
• Peter Gerard McHugh

  IRN PGM01127

  • CF30 Customer (25 Sep 2008 to 31 Dec 2008)
• Philipp Horst Joachim Patschkowski

  IRN PHP01022

  • SMF3 Executive Director (since 1 Aug 2023)
  • [FCA CF] Manager of certification employee (since 29 Jun 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 May 2017 to 8 Dec 2019)
• Pilar Gomez Bravo

  IRN PXG01181

  • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
  • CF27 Investment Management (17 Sep 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (12 Jun 2007 to 17 Sep 2007)

No changes recorded yet.