Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Material risk taker (since 6 Feb 2024)
    • [FCA CF] Significant management (since 6 Feb 2024)
    • [FCA CF] Significant management (since 6 Feb 2024)
    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Material risk taker (8 Dec 2023 to 14 Dec 2023)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 31 Mar 2022)
    • [FCA CF] Material risk taker (1 Mar 2022 to 31 Mar 2022)
    • [FCA CF] Client dealing (1 Mar 2020 to 31 Mar 2022)
    • CF30 Customer (25 May 2012 to 8 Dec 2019)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (24 Sep 2008 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.