Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Impax Asset Management Limited
FRN 197008
- [FCA CF] Client dealing (since 6 Feb 2024)
- [FCA CF] Manager of certification employee (since 6 Feb 2024)
- [FCA CF] Material risk taker (since 6 Feb 2024)
- [FCA CF] Significant management (since 6 Feb 2024)
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Impax Asset Management (AIFM) Limited
FRN 613534
- [FCA CF] Significant management (since 6 Feb 2024)
- [FCA CF] Client dealing (since 6 Feb 2024)
- [FCA CF] Manager of certification employee (since 6 Feb 2024)
- [FCA CF] Material risk taker (8 Dec 2023 to 14 Dec 2023)
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- [FCA CF] Manager of certification employee (1 Mar 2022 to 31 Mar 2022)
- [FCA CF] Material risk taker (1 Mar 2022 to 31 Mar 2022)
- [FCA CF] Client dealing (1 Mar 2020 to 31 Mar 2022)
- CF30 Customer (25 May 2012 to 8 Dec 2019)
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- CF30 Customer (24 Sep 2008 to 30 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.