Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 26 Jun 2025)
    • [FCA CF] Manager of certification employee (since 8 May 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF18 Other Overall Responsibility (20 Feb 2020 to 15 Mar 2023)
    • CF30 Customer (22 Apr 2013 to 8 Dec 2019)
  • Imperial Capital (International) LLP (no longer approved here)

    FRN 581374

    • CF30 Customer (2 Jan 2013 to 1 Mar 2013)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (10 Jul 2012 to 2 Jan 2013)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF27 Investment Management (17 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Jun 2007 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.