Neuberger Berman Europe Limited

• Principal Place of Business

  The Zig Zag Building

  70 Victoria Street

  London

  SW1E 6SQ

  UNITED KINGDOM

  Phone

  +4402032149000

  Web

  https://www.nb.com

• Complaints Contact

  The Zig Zag Building

  70 Victoria Street

  London

  SW1E 6SQ

  UNITED KINGDOM

  Phone

  +4402032149000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Gribbin

  IRN JXG00159

  • SMF5 Head of Internal Audit (11 Feb 2021 to 19 Jan 2026)
• James Harvey

  IRN JXH02504

  • SMF2 Chief Finance (30 Mar 2022 to 22 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 22 Jun 2023)
  • CF28 Systems and controls (14 Sep 2016 to 8 Dec 2019)
  • CF1 Director (14 Sep 2016 to 8 Dec 2019)
• Jason Christopher Davenant Henchman

  IRN JXH03113

  • SMF3 Executive Director (since 14 Feb 2025)
  • SMF24 Chief Operations (since 14 Feb 2025)
• Jason Robert Melnyk

  IRN JXM08455

  • SMF5 Head of Internal Audit (since 19 Jan 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Feb 2026)
  • CF28 Systems and controls (30 Nov 2018 to 8 Dec 2019)
• Jean-Philippe Andre Royer

  IRN JAR01181

  • CF30 Customer (1 Nov 2007 to 8 Dec 2007)
  • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
• Jeffrey Adam Majit

  IRN JAM01374

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Oct 2023)
  • CF30 Customer (20 Feb 2009 to 31 Mar 2012)
• Jeffrey David Walsh

  IRN JDW01166

  • CF30 Customer (4 Mar 2009 to 6 Apr 2009)
• Jenna Veronique Lawford

  IRN JVL01009

  • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 May 2022)
  • CF30 Customer (25 Nov 2013 to 8 Dec 2019)
• Jennifer Ann Segal

  IRN JAS01173

  • CF30 Customer (11 Jul 2012 to 18 Oct 2013)
• Jeremiah Owen Fenton

  IRN JOF01010

  • [FCA CF] Client dealing (since 4 May 2021)

No changes recorded yet.